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SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations

Jan 25, 2023

The Securities and Exchange Commission today proposed a rule to implement Section 27B of the Securities Act of 1933, a provision added by Section 621 of the Dodd-Frank Act. The rule is intended to prevent the sale of asset-backed securities (ABS) that…

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SEC Proposes Rule to Prohibit Conflicts of Interest in Certain Securitizations

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