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SEC Directs Equity Exchanges and FINRA to Improve Governance of Market Data Plans

Sep 1, 2023

The Securities and Exchange Commission today issued an order directing the equity exchanges and the Financial Industry Regulatory Authority (FINRA) (the participants) to file a new national market system plan (NMS plan) to replace the three existing…

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SEC Directs Equity Exchanges and FINRA to Improve Governance of Market Data Plans

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