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SEC Charges TIAA Subsidiary for Failing to Act in the Best Interest of Retail Customers

Feb 16, 2024

The Securities and Exchange Commission today announced that registered broker-dealer TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), will pay more than $2.…

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SEC Charges TIAA Subsidiary for Failing to Act in the Best Interest of Retail Customers

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