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SEC Adopts Rule Amendments to the Broker-Dealer Customer Protection Rule

Dec 20, 2024

The Securities and Exchange Commission today adopted amendments to Rule 15c3-3 (the customer protection rule) to require certain broker-dealers to increase the frequency with which they perform computations of the net cash they owe to customers and other…

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SEC Adopts Rule Amendments to the Broker-Dealer Customer Protection Rule

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