TOP STORIES
RECENT
SEC Announces Agenda, Panelists for Roundtable on Crypto Custody
The Securities and Exchange Commission’s Crypto Task Force has announced the agenda and panelists for its April 25 roundtable, “Know Your Custodian: Key Considerations for Crypto Custody.” “It is important for the SEC to grapple with custody issues… Full report at:…
Read MoreBills Moving Through the U.S. Congress

MORE NEWS
INTERESTING FINDS
The Securities and Exchange Commission today announced insider trading charges against David Roda, a former software engineer at Penn National Gaming’s subsidiary Penn Interactive Ventures,…
June 13, 2022 From OSHA: Read More
The Securities and Exchange Commission today charged three Charles Schwab investment adviser subsidiaries for not disclosing that they were allocating client funds in a manner…
Secretary Raimondo Statement on Pre-Departure Testing Announcement [email protected] Mon, 06/13/2022 – 08:27 FOR IMMEDIATE RELEASE Saturday, June 11, 2022 Office of Public Affairs [email protected] U.S.…
Deputy Secretary Graves Traveling to West Africa [email protected] Mon, 06/13/2022 – 08:29 Export and investment promotion FOR IMMEDIATE RELEASE Sunday, June 12, 2022 Office of…
SEC Charges New York-Based Investment Adviser and Its CEO and Former Chief Compliance Officer with Securities Violations Read the full report at Read More
Commercial Carpet Consultants Inc., a Chicago-based commercial flooring contractor, and its former president, Jerry P. Watson, have been charged for a long-running conspiracy to rig…