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Scott Adam Brander

SEC Brings Settled Actions Charging Cherry-Picking and Compliance and Supervisory Failures Read the full report at Read More

SEC Charges Four Underwriters in First Actions Enforcing Municipal Bond Disclosure Law

The Securities and Exchange Commission today filed a litigated action against Oppenheimer & Co. Inc. and separately announced settlements with BNY Mellon Capital Markets LLC,…

Berwick Woman Pleads Guilty to Decade-Long Social Security Fraud and Housing Voucher Subsidy Fraud

From the U.S. Attorney’s Office, District of Maine: PORTLAND, Maine: A Berwick woman pleaded guilty today in U.S. District Court in Portland to Social Security…

Remarks by U.S. Secretary of Commerce Gina Raimondo at the U.S.-Mexico High-Level Economic Dialogue (HLED)

Remarks by U.S. Secretary of Commerce Gina Raimondo at the U.S.-Mexico High-Level Economic Dialogue (HLED) [email protected] Mon, 09/12/2022 – 17:42 Cybersecurity Export and investment promotion…

SEC Charges VMware with Misleading Investors by Obscuring Financial Performance

The Securities and Exchange Commission today charged VMware Inc. for misleading investors about its order backlog management practices, which enabled the Palo Alto, California-based technology…

South Carolina Woman Sentenced in Social Security Fraud Scheme

From the U.S. Attorney’s Office, District of South Carolina: Columbia, South Carolina – Crystal Deveaux, 61, of Eastover, was sentenced to more than a year…

SEC Charges Hudson Advisors and Lone Star Global for Failing to Disclose that Fund Fees Included More Than $50 Million of Owner’s Income Tax Liability

The Securities and Exchange Commission announced charges today against registered investment advisers Hudson Advisors L.P. and Lone Star Global Acquisitions Ltd. for including Hudson’s owner’s…

Man Sentenced for Misuse of Social Security Number

From the U.S. Attorney’s Office, Southern District of Iowa: COUNCIL BLUFFS, IA – Eric Jimenez Del Carmen, age 39, a Mexican citizen who resided in…

Woman Sentenced for Stealing over $100,000 from Social Security

From the U.S. Attorney’s Office, District of Utah: SALT LAKE CITY – Melody Jean Styszko, 54, now of Eldridge, Missouri, was sentenced in U.S. District…

Joint Release on the Occasion of the APEC SME Ministerial Meeting

Joint Release on the Occasion of the APEC SME Ministerial Meeting [email protected] Mon, 09/12/2022 – 08:52 FOR IMMEDIATE RELEASE Monday, September 12, 2022 Office of…

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