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SEC Charges Ken Leech, Former Co-Chief Investment Officer of Western Asset Management Co., with Fraud
The Securities and Exchange Commission today announced fraud charges against Stephen Kenneth (“Ken”) Leech, the former co-chief investment officer (CIO) of registered investment adviser Western Asset Management Company LLC or WAMCO, for engaging in a… Full report at: Read More
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September 20, 2022 Contact: Office of Communications Phone: 202-693-1999 From OSHA: Read More
Biden-Harris Administration Announces Groundbreaking Partnerships to Connect Small and Disadvantaged Businesses to Infrastructure Programs [email protected] Tue, 09/20/2022 – 09:31 Investing in communities and workers Minority…
Assistant Attorney General Jonathan Kanter for the Antitrust Division issued the following statement regarding the District Court’s decision in U.S. v. UnitedHealth Group and Change…
The Securities and Exchange Commission today announced charges against Morgan Stanley Smith Barney LLC (MSSB) stemming from the firm’s extensive failures, over a five-year period,…
SEC Obtains Final Judgment Against Municipal Advisor and Its Owner in Municipal Bond Offering Schemes Read the full report at Read More
The Securities and Exchange Commission today issued a cease-and-desist order against Sparkster Ltd. and its CEO, Sajjad Daya, for the unregistered offer and sale of…
From the U.S. Attorney’s Office, Southern District of California: SAN DIEGO – Jon J. Kahen of Great Neck, New York, pleaded guilty in federal court…
The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on September 21 at 10 a.m. ET. The meeting will be webcast on…
Researchers from the SEC’s Office of the Investor Advocate (OIAD) released an independent research study examining the impact of mutual fund performance benchmarks on investor…
Today, the Department of Veterans Affairs released the 2022 National Veteran Suicide Prevention Annual Report, which shows that Veteran suicides decreased in 2020 for the…