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SEC Charges Ken Leech, Former Co-Chief Investment Officer of Western Asset Management Co., with Fraud
The Securities and Exchange Commission today announced fraud charges against Stephen Kenneth (“Ken”) Leech, the former co-chief investment officer (CIO) of registered investment adviser Western Asset Management Company LLC or WAMCO, for engaging in a… Full report at: Read More
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The Securities and Exchange Commission today announced charges against six individuals and two companies for their involvement in a fraudulent scheme to promote the securities…
Thomas F. Langan (Langan), the co-owner of North Haven, Connecticut, insulation contracting firm Langan Insulation LLC (Langan Insulation) was sentenced to one year and a…
SEC Charges Vivera Pharmaceuticals and Its CEO with Offering Fraud Read the full report at Read More
The Department of Veterans Affairs is offering a suspension of debt repayments for Veterans and family members affected by Hurricane Fiona or Hurricane Ian. Read…
The Securities and Exchange Commission today announced insider trading charges against two Canadian software engineers who made $1.6 million by trading ahead of non-public, market-moving…
The Securities and Exchange Commission today charged audit firm RSM US LLP and three senior-level employees with improper professional conduct for failing to properly audit…
Northville, MI (Law Firm Newswire) September 30, 2022 – Login.gov is the latest in technological innovations being put to good use by Veterans Affairs (VA).…
Omnizant Port Washington, NY (Law Firm Newswire) September 30, 2022 – We are excited to announce that Omnizant has been awarded four WebAwards by the…
SEC Charges Former Chicago-Area Investment Professional with Defrauding Elderly Client of $1.2 Million Read the full report at Read More
The Securities and Exchange Commission today charged Barclays PLC and Barclays Bank PLC (BBPLC) in connection with the unregistered offer and sale of an unprecedented…