TOP STORIES
RECENT
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 14 soliciting entities, two impersonators of genuine firms, and four… Full report at: Read More
Read MoreBills Moving Through the U.S. Congress
MORE NEWS
INTERESTING FINDS
Chicago, IL (Law Firm Newswire) December 28, 2022 – Chicago law firm Briskman Briskman & Greenberg is representing a woman injured in a car accident…
The Securities and Exchange Commission today announced that former federal prosecutor Antonia M. Apps will become Regional Director of the New York Regional Office next…
SEC Obtains Final Judgment Against Arizona Man for Defrauding Elderly Investors Read the full report at Read More
The Securities and Exchange Commission today voted to approve the 2023 budget of the Public Company Accounting Oversight Board (PCAOB) and the related annual accounting…
SEC Obtains Judgment Against Individual in Multi-Million Dollar Securities Offering Fraud Read the full report at Read More
The Securities and Exchange Commission today announced that General Counsel Dan Berkovitz will depart the agency, effective Jan. 31, 2023. Megan Barbero, currently SEC Principal…
Readout of Secretary Raimondo’s Meeting with Panama’s Minster of Commerce and Industry Federico Alfaro and Minister of Foreign Affairs Janaina Tewaney [email protected] Thu, 12/22/2022 –…
The Securities and Exchange Commission today charged Caroline Ellison, the former CEO of Alameda Research, and Zixiao (Gary) Wang, the former Chief Technology Officer of…
SEC Obtains Final Judgments Against Individual and Entity in Multi-Million Dollar International Fraud Scheme Read the full report at Read More
SEC Charges Issuer, CEO, and Former CTO for $2.6 Million Unregistered Crypto Asset Securities Offering Read the full report at Read More