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SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 14 soliciting entities, two impersonators of genuine firms, and four… Full report at: Read More
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The Securities and Exchange Commission today announced that, starting on February 27, 2023, the fee rates applicable to most securities transactions will be set at…
From the U.S. Attorney’s Office, District of New Jersey: TRENTON, N.J. – Two Michigan men and an Ohio man were sentenced for their roles in…
SEC Obtains Over $5 Million Final Judgment Against Individual in Multi-Million Dollar Microcap Pump and Dump Scheme Read the full report at Read More
The Securities and Exchange Commission today announced settled charges against Bloomberg Finance L.P. (Bloomberg) for misleading disclosures relating to its paid subscription service, BVAL, which…
Paul EhlineMemorial Ride Las Vegas, NV (Law Firm Newswire) January 23, 2023 – Take a MOTORCYCLE TRIP Against Service Related Cancer on May 13, 2023…
Paul EhlineMemorial Ride Las Vegas, NV (Law Firm Newswire) January 23, 2023 – Take a MOTORCYCLE TRIP Against Service Related Cancer on May 13, 2023…
SEC Obtains Final Judgment Against Former Head of Investment Banking At Defunct Broker-Dealer Read the full report at Read More
Post Content From the U.S. Department of Justice: Read More
The Securities and Exchange Commission today charged Avraham Eisenberg with orchestrating an attack on a crypto asset trading platform, Mango Markets, by manipulating the MNGO…
The Securities and Exchange Commission is seeking candidates for appointment to the Small Business Capital Formation Advisory Committee to provide advice and recommendations on Commission…