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Kevin J. Kane and Sean M. Kane

SEC Charges Father and Son Financial Advisory Duo Read the full report at Read More

Readout of Deputy Secretary Graves’ and Secretary Granholm’s Meeting with Ukraine’s Minister of Energy German Galushchenko

Readout of Deputy Secretary Graves’ and Secretary Granholm’s Meeting with Ukraine’s Minister of Energy German Galushchenko [email protected] Thu, 03/02/2023 – 11:00 Export and investment promotion…

SEC Charges Global Transportation Company Greenbrier and Former CEO for Failing to Disclose Perks and Payments

The Securities and Exchange Commission today announced settled charges against Oregon-based freight transportation supply company, The Greenbrier Companies Inc., and its founder and former CEO…

VA to award $52.5 million in grants to local organizations working to prevent Veteran suicide

Today, VA announced the availability of $52.5 million in grants to community-based organizations that provide or coordinate suicide prevention services for Veterans and their families…

Stephen Keith Woodard, Sr.

SEC Charges Hawaii Investment Adviser with Running Ponzi Scheme Read the full report at Read More

Ryan R. Riley

SEC Charges Virginia Investment Adviser with Orchestrating a Fraudulent Investment Scheme Read the full report at Read More

Hyde Park Man Pleads Guilty to COVID-Relief and Federal Assistance Benefit Fraud

From the U.S. Attorney’s Office, District of Massachusetts: BOSTON – A Hyde Park man pleaded guilty yesterday in federal court in Boston to using a…

VA Announces Transition of Deputy Secretary Donald Remy

Today, Deputy Secretary Donald Remy announced that he will be stepping down as VA’s deputy secretary on April 1. A former Army captain and longtime…

SEC Charges Ontrak Chairman Terren Peizer with Insider Trading

The Securities and Exchange Commission today charged Terren S. Peizer, Executive Chairman of the Santa Monica, California-based healthcare treatment company Ontrak Inc., with insider trading…

Fee Rate Advisory #3 for Fiscal Year 2023

Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate…

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