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SEC Charges Advisory Firm WisdomTree with Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds
The Securities and Exchange Commission today charged New York-based investment adviser WisdomTree Asset Management Inc. with making misstatements and for compliance failures relating to the execution of an investment strategy that was marketed as… Full report at: Read More
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SEC Charges Virginia Investment Adviser with Orchestrating a Fraudulent Investment Scheme Read the full report at Read More
From the U.S. Attorney’s Office, District of Massachusetts: BOSTON – A Hyde Park man pleaded guilty yesterday in federal court in Boston to using a…
Today, Deputy Secretary Donald Remy announced that he will be stepping down as VA’s deputy secretary on April 1. A former Army captain and longtime…
The Securities and Exchange Commission today charged Terren S. Peizer, Executive Chairman of the Santa Monica, California-based healthcare treatment company Ontrak Inc., with insider trading…
Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission has determined that a mid-year adjustment to the Section 31 fee rate…
Readout of Deputy Secretary Graves’ Meeting with Slovak Minister of Economy Karel Hirman [email protected] Wed, 03/01/2023 – 12:10 Export and investment promotion FOR IMMEDIATE RELEASE…
Secretary Raimondo Appoints U.S. Members to the U.S.-Brazil CEO Forum [email protected] Wed, 03/01/2023 – 07:22 Export and investment promotion FOR IMMEDIATE RELEASE Wednesday, March 1,…
Beginning March 1, VA is increasing the maximum amount of life insurance coverage available to Veterans and service members from $400,000 to $500,000 for Veterans’…
SEC Charges Nishad Singh with Defrauding Investors in Crypto Asset Trading Platform FTX Read the full report at Read More
David W. Magann Veterans Disability Advocate Tampa, FL (Law Firm Newswire) February 28, 2023 – The Department of Veterans Affairs (VA) announced it would begin…