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SEC Charges Advisory Firm WisdomTree with Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds
The Securities and Exchange Commission today charged New York-based investment adviser WisdomTree Asset Management Inc. with making misstatements and for compliance failures relating to the execution of an investment strategy that was marketed as… Full report at: Read More
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Scaffidi & Associates New York, NY (Law Firm Newswire) November 8, 2018 – Scaffidi & Associates is pleased to announce that the firm has been…
Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) February 14, 2019 – It is very important for the general public to obtain accurate…
Ajamie LLP Houston, TX (Law Firm Newswire) November 2, 2018 – U.S. News & World Report and Best Lawyers have collaboratively released their “Best Law…
Houston, TX (Law Firm Newswire) May 17, 2019 – In a spirited discussion on MSNBC’s Velshi & Ruhle program on May 15, 2019, Tom Ajamie…
Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) May 9, 2019 – A margin loan refers to money that an investor borrows from…
Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) June 19, 2019 – The Wolper Law Firm is currently investigating potential claims against various…
Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) June 14, 2019 – Wolper Law Firm, P.A. announces that it is investigating brokerage firm…
Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) August 29, 2019 – The Wolper Law Firm, P.A. is expanding its investigation of brokerage…
Wolper Law Firm P.A. Fort Lauderdale, FL (Law Firm Newswire) August 19, 2019 – GPB Capital Holdings is at the center of a government investigation,…
SPIRE LAW Orlando, FL (Law Firm Newswire) April 8, 2020 – The Coronavirus Aid, Relief, and Economic Security Act’s (CARES Act’s) Paycheck Protection Program (PPP)…