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JP Morgan Affiliates to Pay $151 Million to Resolve SEC Enforcement Actions
The Securities and Exchange Commission today charged J.P. Morgan Securities LLC (JPMS) and J.P. Morgan Investment Management Inc. (JPMIM) – both affiliates of JPMorgan Chase & Co. (JP Morgan) – in five separate enforcement actions for failures… Full report at:…
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From the U.S. Attorney’s Office, District of Vermont Burlington, Vermont – The United States Attorney’s Office announced that Ella Mae Woods, 76, a former Brattleboro…
The Securities and Exchange Commission today adopted a rule that updates the dollar threshold for a fund to qualify as a “qualifying venture capital fund”…
From the U.S. Attorney’s Office, Southern District of Indiana NEW ALBANY—Willie D. Watts, 42, of Clarksville, has been sentenced to eighteen months in federal prison,…
Charleston, South Carolina – Steinberg Law Firm is elated to announce that attorney Catie Meehan will be honored as a “Leader in Law” by South…
Charleston, South Carolina – Steinberg Law Firm is elated to announce that attorney Catie Meehan will be honored as a “Leader in Law” by South…
Pensacola, Florida – Emmanuel Sheppard & Condon is proud to announce a significant legal victory secured by personal injury attorney Benjamin Shell. Shell achieved a…
Pensacola, Florida – Emmanuel Sheppard & Condon is proud to announce a significant legal victory secured by personal injury attorney Benjamin Shell. Shell achieved a…
Austin, Texas – The Law Office of Jason Wright, PLLC, is proud to share that its dedicated attorneys, Jason Wright and Katie Valle, have been…
The Securities and Exchange Commission today announced settled charges against New York-based registered transfer agent Equiniti Trust Company LLC, formerly known as American Stock Transfer…
The Securities and Exchange Commission today announced that it has approved two Public Company Accounting Oversight Board (PCAOB) proposals updating audit standards regarding general responsibilities…