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SEC Crypto 2.0: Acting Chairman Uyeda Announces Formation of New Crypto Task Force

Mark T. Uyeda Named Acting Chairman of the SEC

St. Louis Woman Sentenced for Stealing Dead Grandmother’s Government Benefits

U.S. Attorney’s Office, Eastern District of Missouri ST. LOUIS – U.S. District Judge Sarah E. Pitlyk on Tuesday ordered a woman who stole government benefits intended for her dead grandmother to repay the money and sentenced her to five years…

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New Bedford Man Sentenced to Prison for Stealing Over $450,000 in Veterans Disability Benefits

SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa

Founding Partner Jimmy Sunosky Is Now Board Certified in Personal Injury Trial Law

Founding Partner Jimmy Sunosky Is Now Board Certified in Personal Injury Trial Law

SEC Charges Arete Wealth Broker-Dealer and Advisory Firms, Their Chief Compliance Officer, and Several Representatives in Connection With Illegal Securities Offering

Michael Wayne Williams, Highguard Capital, LP, and Guardian Opportunity Management,LP

Jun 23, 2023

Texas Court Holds Employment Arbitration Agreement Enforceable Despite Employer’s Failure to Sign Document

Mar 3, 2023

SEC Charges Three Former Executives of Pharmacy Startup Medly Health Inc. with Defrauding Investors

Sep 12, 2024

Remarks by Deputy Secretary of Commerce Don Graves at the Department of Labor Good Jobs Event

Feb 21, 2023

US Department of Labor, Moss & Associates LLC to promote workplace safety, health during construction of Central Florida hotel

Apr 24, 2023

Readout of U.S. Secretary Raimondo’s Participation in the Virtual Meeting of the U.S.-India CEO Forum

Dec 4, 2023

Granite Peak Associates Announces Promotion of Chris Cunningham

Nov 18, 2024

US Department of Labor, McCarthy Building Companies to promote workplace safety, health at University of Georgia Poultry Science Complex

Jun 8, 2022

Kitsinian Law Firm, APC Files Lawsuit Against Chiquita Canyon Landfill

Jul 9, 2024

SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures

Aug 8, 2023

Brill & Rinaldi, The Law Firm, Reaches Settlement in Complex Crane Disaster Injury Case

Oct 15, 2024

ZeroRisk Cases® Revolutionizes Mass Tort Lead Generation with Proprietary Technology and Compliance Program

Oct 5, 2023

Federal safety investigators find Mobile contractor ignored safety warnings that might have prevented 28-year-old employee’s death aboard Panama City vessel

Mar 14, 2023

Readout of Secretary Raimondo’s Meeting with Indonesia’s Coordinating Minister for Maritime and Investment Affairs Luhut Pandjaitan

Apr 16, 2023

SEC Publishes FY22-26 Strategic Plan

Nov 23, 2022

Bills Moving Through the U.S. Congress

Capitol Hill, Washington, D.C.

SEC Announces Record Enforcement Actions Brought in First Quarter of Fiscal Year 2025

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Law and Legal News

Robert Abrams Honored with Lifetime Achievement Award by the Elder law and Special Needs Section of the New York State Bar Association

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SEC Announces Departure of Public Affairs Head Scott Schneider

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NASA Scientists, Engineers Receive Presidential Early Career Awards 

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INTERESTING FINDS

Department of Labor finds Dollar General continues to endanger workers as inspectors cite 8 violations at Tampa stores, propose $342K in penalties

July 13, 2023   From OSHA: Read More

NASA Pilots Get Dunked

What is it like to escape from an aircraft underwater? Full report from NASA: Read More

SEC Charges Celsius Network Limited and Founder Alex Mashinsky with Fraud and Unregistered Offer and Sale of Securities

The Securities and Exchange Commission today charged Celsius Network Limited (Celsius) and its founder and former CEO, Alex Mashinsky, for violating registration and anti-fraud provisions…

Joseph Michael Todd, et al.

SEC Charges Former Florida Brokerage Representative with Defrauding Senior and Disabled Customers Read the full report at Read More

Nayeem Choudhury and Dream Venture Capital Group, LLC

SEC Seeks to Halt North Carolina-Based Ponzi Scheme Read the full report at Read More

Javice et al.

SEC Charges Additional Frank Executive with Fraud in Connection with $175 Million Sale of Student Loan Assistance Company Read the full report at Read More

SEC Charges RSE Markets Inc. for Operating an Unregistered Securities Exchange

The Securities and Exchange Commission today announced settled charges against RSE Markets Inc. for operating as an unregistered exchange by maintaining and providing a marketplace…

SEC Awards Whistleblower More Than $9 Million

The Securities and Exchange Commission today announced an award of more than $9 million to a whistleblower whose significant and detailed information and assistance led…

SEC Proposes Rule Amendments to the Broker-Dealer Customer Protection Rule

The Securities and Exchange Commission today proposed amendments to Rule 15c3-3 (the Customer Protection Rule) to require certain broker-dealers to increase the frequency with which…

Court House

Steinberg Law Firm Welcomes Attorney Wilson Jackson

Charleston, South Carolina – The Steinberg Law Firm is pleased to welcome Attorney Wilson (William) Jackson to their team of attorneys. With a focus on…

SEC Policy Director Corey Klemmer to Step Down

SEC Charges Digital Currency Group and Soichiro “Michael” Moro, Former CEO of Genesis Global Capital, for Misleading Investors about Genesis’s Financial Condition

SEC Charges Paul McCabe and PMAC Consulting with Acting as Unregistered Brokers for Pre-IPO Stocks

SEC Charges GrubMarket with Overstating Revenue to Investors by More Than $500 Million

SEC Charges LPL Financial with Anti-Money Laundering Violations

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