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SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
The Securities and Exchange Commission today adopted rule amendments and a new rule to improve the resilience and recovery and wind-down planning of covered clearing agencies. The rule amendments establish new requirements regarding a covered clearing… Full report at: Read…
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The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June 22 at 10:00 a.m. ET. The meeting will be webcast on…
From the U.S. Attorney’s Office, District of Maine: PORTLAND, Maine: A Livermore Falls man pleaded guilty today in U.S. District Court in Portland to Social…
The Securities and Exchange Commission today charged audit firm Marcum LLP with systemic quality control failures and violations of audit standards in connection with audit…
Oakland, California – Employment attorney Jason Erlich of Erlich Law Firm was named in the Top 100 Verdicts in California in 2022. The annual list…
The Securities and Exchange Commission today reopened the comment period for its proposed rule for position reporting of large security-based swap positions that exceed certain…
The Securities and Exchange Commission today charged New York-based investment adviser Insight Venture Management LLC with charging excess management fees and failing to disclose a…
The Securities and Exchange Commission today announced settled charges against Stanley Black & Decker Inc., a publicly traded tools company, for failing to disclose perquisites…
Remarks by Deputy Secretary of Commerce Don Graves at the Aerospace Industries Association’s Supply Chain Fireside Chat [email protected] Tue, 06/20/2023 – 15:43 AS PREPARED FOR…
June 20, 2023 From OSHA: Read More