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SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
The Securities and Exchange Commission today adopted rule amendments and a new rule to improve the resilience and recovery and wind-down planning of covered clearing agencies. The rule amendments establish new requirements regarding a covered clearing… Full report at: Read…
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The Securities and Exchange Commission today announced settled charges against RSE Markets Inc. for operating as an unregistered exchange by maintaining and providing a marketplace…
The Securities and Exchange Commission today announced an award of more than $9 million to a whistleblower whose significant and detailed information and assistance led…
The Securities and Exchange Commission today proposed amendments to Rule 15c3-3 (the Customer Protection Rule) to require certain broker-dealers to increase the frequency with which…
Charleston, South Carolina – The Steinberg Law Firm is pleased to welcome Attorney Wilson (William) Jackson to their team of attorneys. With a focus on…
Charleston, South Carolina – The Steinberg Law Firm is pleased to welcome Attorney Wilson (William) Jackson to their team of attorneys. With a focus on…
SEC Obtains Final Judgment Against Microcap Stock Promoter Read the full report at Read More
New York, New York – Attorney Advertising– Bronstein, Gewirtz & Grossman, LLC, a nationally recognized law firm, notifies investors that a class action lawsuit has…
SEC Obtains Appointment of a Receiver in Pre-Ipo Stock Fraud Scheme by Unregistered Broker-Dealer Read the full report at Read More
This July, NASA is sending a team of four six-unit (6U)-sized CubeSats into orbit around Earth to see if they’re able to cooperate on their…