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Founding Partner Jimmy Sunosky Is Now Board Certified in Personal Injury Trial Law

Founding Partner Jimmy Sunosky Is Now Board Certified in Personal Injury Trial Law

SEC Announces Departure of Acting Enforcement Director Sanjay Wadhwa

The Securities and Exchange Commission today announced that Sanjay Wadhwa, the Acting Director of the Division of Enforcement, will depart the agency, effective January 31, 2025, after more than 21 years of service with the Commission. “I thank Sanjay… Full…

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SEC Charges Arete Wealth Broker-Dealer and Advisory Firms, Their Chief Compliance Officer, and Several Representatives in Connection With Illegal Securities Offering

Ensuring Business Longevity: How Jeremy Eveland Guides Entrepreneurs Through Seamless Succession Planning

SEC Announces Record Enforcement Actions Brought in First Quarter of Fiscal Year 2025

Robert Abrams Honored with Lifetime Achievement Award by the Elder law and Special Needs Section of the New York State Bar Association

SEC Announces Departure of Public Affairs Head Scott Schneider

Secretary Raimondo Leads Successful Presidential Trade and Investment Mission to the Philippines, President’s Export Council Trip to Thailand

Mar 19, 2024

SEC Charges The Hydrogen Technology Corp. and its Former CEO for Market Manipulation of Crypto Asset Securities

Sep 28, 2022

Swarming for Success: Starling Completes Primary Mission

May 29, 2024

Vince McMahon, Former CEO of WWE, Charged for Failure to Disclose to WWE Two Settlement Agreements He Executed on Behalf of WWE

Jan 10, 2025

Albertson & Davidson, LLP Presents at Hawaii Tax Institute in Honolulu, Featuring Key Insights on Trustee Litigation

Nov 18, 2024

SEC Charges Celsius Network Limited and Founder Alex Mashinsky with Fraud and Unregistered Offer and Sale of Securities

Jul 13, 2023

US Department of Labor renews ‘Star Level’ designation of Huber Engineered Woods LLC for workplace safety, health achievements

Sep 29, 2022

SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber Intrusion

May 22, 2024

Social Security Benefit Fraud Ring Participant from Florida Sentenced to Prison

Apr 13, 2023

Medicaid Fraud Attorneys at Joseph Potashnik & Associates PC Offer Criminal Defense Services

Mar 3, 2023

Brooklyn Personal Injury Attorney Edward Held Explains How Fault Is Determined in a Multi-Vehicle Car Accident

Jul 5, 2023

Celsius Network Limited and Alexander “Alex” Mashinsky

Jul 14, 2023

SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting

May 31, 2024

VA, NIH launch study of Gulf War Illness

Apr 19, 2023

Fairhope Man Sentenced to 30 Months and Ordered to Pay $1.2 Million in Restitution in PPP Fraud Case

Nov 29, 2022

Bills Moving Through the U.S. Congress

Capitol Hill, Washington, D.C.

SEC Policy Director Corey Klemmer to Step Down

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SEC Charges Digital Currency Group and Soichiro “Michael” Moro, Former CEO of Genesis Global Capital, for Misleading Investors about Genesis’s Financial Condition

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SEC Charges Paul McCabe and PMAC Consulting with Acting as Unregistered Brokers for Pre-IPO Stocks

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SEC Charges GrubMarket with Overstating Revenue to Investors by More Than $500 Million

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SEC, MSRB, & FINRA to Hold Virtual Compliance Outreach Program

The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced that registration is open for a virtual…

John Feloni and Stock Squirrel, Inc.

John Feloni and Stock Squirrel, Inc. Read the full report at Read More

SEC Proposes Tailored Registration Form for Offerings of Registered Index-Linked Annuities

The Securities and Exchange Commission today proposed tailored disclosure requirements and offering processes for offerings of registered index-linked annuities (RILAs). The amendments would highlight key…

Prager Metis CPAs, LLC, and Prager Metis CPAs LLP

Prager Metis CPAs, LLC, and Prager Metis CPAs LLP Read the full report at Read More

SEC Charges International Accounting Firm Prager Metis with Hundreds of Auditor Independence Violations

The Securities and Exchange Commission today announced charges against accounting firm Prager Metis CPAs, LLC and its California professional services firm, Prager Metis CPAs LLP,…

SEC Charges D. E. Shaw with Violating Whistleblower Protection Rule

The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser D. E. Shaw & Co., L.P. for raising impediments to…

Summary Readout of Deputy Secretary Don Graves’ Travel to Tokyo

Summary Readout of Deputy Secretary Don Graves’ Travel to Tokyo [email protected] Fri, 09/29/2023 – 10:34 Cybersecurity Export and investment promotion Infrastructure Trade enforcement FOR IMMEDIATE…

SEC Charges Two Credit Rating Agencies, DBRS and KBRA, with Longstanding Recordkeeping Failures

The Securities and Exchange Commission today announced charges against credit rating agencies DBRS Inc. and Kroll Bond Rating Agency, LLC (KBRA) for longstanding failures to…

SEC Charges Electric Vehicle Co. for Misleading Revenue Projections Ahead of SPAC Merger

The Securities and Exchange Commission today charged Denver-based Spruce Power Holding Corporation, the successor to XL Fleet Corp., for misleading investors about revenue projections that…

Chicago Law Firm Awarded $5.5 Million Verdict: The Largest Nursing Home Verdict in Illinois History

Chicago, Illinois – The Law Offices of Steven J. Malman & Associates secured a $5.5 million verdict, the largest nursing home verdict in Illinois history,…

SEC Charges LPL Financial with Anti-Money Laundering Violations

SEC Charges Two Sigma for Failing to Address Known Vulnerabilities in its Investment Models

SEC Announces Departure of Director of International Affairs YJ Fischer

Jason M. Hatfield Named to Mid-South Super Lawyers List for 11th Time, Threepeats Top 50 List

Jason M. Hatfield Named to Mid-South Super Lawyers List for 11th Time, Threepeats Top 50 List

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