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SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
The Securities and Exchange Commission today adopted rule amendments and a new rule to improve the resilience and recovery and wind-down planning of covered clearing agencies. The rule amendments establish new requirements regarding a covered clearing… Full report at: Read…
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The Securities and Exchange Commission today announced settled cease-and-desist proceedings against broker-dealer Citigroup Global Markets Inc. (CGMI) for willfully violating recordkeeping requirements concerning expenses that…
San Francisco, California – Exclusive law firm marketing agency, Custom Legal Marketing, has released a new video from their Schema for Lawyers series on YouTube…
Bittrex, Inc., Bittrex Global, GmbH, William Hiroaki Shihara Read the full report at Read More
From the U.S. Attorney’s Office, Southern District of Texas LAREDO, Texas – A 52-year-old resident of Laredo has entered a guilty plea to passport fraud…
August 29, 2023 From OSHA: Read More
Readout of Secretary Raimondo’s Meeting with Vice Premier of the People’s Republic of China He Lifeng [email protected] Tue, 08/29/2023 – 10:36 FOR IMMEDIATE RELEASE Tuesday,…
The Securities and Exchange Commission today announced charges against Archipelago Trading Services Inc. (ATSI) for failing to file hundreds of legally required reports of suspicious…
Readout of Secretary Raimondo’s Meeting with Minister of Culture and Tourism of the People’s Republic of China Hu Heping [email protected] Tue, 08/29/2023 – 08:17 Export…
August 24, 2023 From OSHA: Read More
Deyonte Jahtori Anthony Read the full report at Read More