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SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
The Securities and Exchange Commission today adopted rule amendments and a new rule to improve the resilience and recovery and wind-down planning of covered clearing agencies. The rule amendments establish new requirements regarding a covered clearing… Full report at: Read…
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SEC Approves Funding Amendment to National Market System Plan Governing the Consolidated Audit Trail
The Securities and Exchange Commission today approved an amendment to the National Market System Plan governing the Consolidated Audit Trail (CAT) (the “CAT NMS Plan”) to…
Memphis, Tennessee – Top Dog Law Personal Injury Lawyers, a leading personal injury law firm known for its unwavering commitment to justice and client advocacy,…
Memphis, Tennessee – Top Dog Law Personal Injury Lawyers, a leading personal injury law firm known for its unwavering commitment to justice and client advocacy,…
Los Angeles, California – The Cohen IP Law Group, P.C., a Los Angeles-based law firm, led by attorney Michael N. Cohen, has been named the…
SEO Rankings for a Law Firm in the CLM Lounge San Francisco, CA (Law Firm Newswire) June 8, 2018 – Data is king in marketing,…
The Securities and Exchange Commission today announced charges against five investment advisers for failing to comply with requirements related to the safekeeping of client assets.…
August 31, 2023 From OSHA: Read More
The Securities and Exchange Commission today charged Prime Group Holdings LLC, a private equity firm focused on alternative real estate asset classes, for failing to…
Austin, Texas – Immigration law can be a complex and confusing topic for many people. Fortunately, the new podcast Immigration Nation is helping to make…
Milton, Massachusetts – Top Dog Law, a leading personal injury law firm known for its unwavering commitment to justice and exceptional legal advocacy, is pleased…