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SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
The Securities and Exchange Commission today adopted rule amendments and a new rule to improve the resilience and recovery and wind-down planning of covered clearing agencies. The rule amendments establish new requirements regarding a covered clearing… Full report at: Read…
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The Securities and Exchange Commission today charged Stoner Cats 2 LLC (SC2) with conducting an unregistered offering of crypto asset securities in the form of…
Virtu Financial Inc. and Virtu Americas LLC Read the full report at Read More
The Securities and Exchange Commission today filed charges against broker-dealer Virtu Americas LLC and its parent company, Virtu Financial Inc. (collectively, Virtu), for making materially…
Esos Rings, Inc. and Michelle Silverstein aka Michelle Silverstein Bisnoff Read the full report at Read More
The Securities and Exchange Commission today announced a settled action against New York-based YieldStreet Inc. and its registered investment adviser subsidiary, YieldStreet Management LLC (together,…
From the U.S. Attorney’s Office, Western District of Missouri KANSAS CITY, Mo. – A Grandview, Mo., woman pleaded guilty in federal court today to fraudulently…
September 8, 2023 From OSHA: Read More
George Stubos Read the full report at Read More
Detroit, Michigan – In 2020, Michigan’s hydropower dams, teetering on the brink due to neglect, culminated in disaster. The dam owners’ failure to maintain operating…
The Securities and Exchange Commission today charged Alfonse Gregory Giugliano, CPA, the former National Assurance Services Leader at Marcum LLP, a public accounting firm, with…