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SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
The Securities and Exchange Commission today adopted rule amendments and a new rule to improve the resilience and recovery and wind-down planning of covered clearing agencies. The rule amendments establish new requirements regarding a covered clearing… Full report at: Read…
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Jon P. Kubler, Kubler Consulting LLC, Aksarben Evolution LLC, AV Bhill LLC, CFH Texas LLC, Green Saddle LLC Read the full report at Read More
The Securities and Exchange Commission today announced charges against Mexico-based company Aras Investment Business Group S.A.P.I. de C.V., its CEO Armando Gutierrez Rosas, and four…
New York, New York – Nematzadeh PLLC announced today that Super Lawyers® has included Founder and Managing Attorney, Justin S. Nematzadeh, in its listing of…
Remarks by Deputy Secretary of Commerce Don Graves at the U.S. Advanced Industry and Technology Corporation Forum in Seoul, Korea [email protected] Thu, 09/21/2023 – 09:15…
Miami, Florida – Following a recent arbitration conference before the Honorable Jerald Bagley (Ret.), involving a dispute between J.B. Harris and Titan Asset Management, Harris,…
Miami, Florida – Following a recent arbitration conference before the Honorable Jerald Bagley (Ret.), involving a dispute between J.B. Harris and Titan Asset Management, Harris,…
The Securities and Exchange Commission today approved a rule to revise the Commission’s regulations under the Privacy Act, which is the principal law governing the…
19 de septiembre, 2023 From OSHA: Read More
Lufkin Advisors, LLC; Chauncey Forbush Lufkin III Read the full report at Read More
The Securities and Exchange Commission today adopted amendments to the Investment Company Act “Names Rule,” which addresses fund names that are likely to mislead investors…