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SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies
The Securities and Exchange Commission today adopted rule amendments and a new rule to improve the resilience and recovery and wind-down planning of covered clearing agencies. The rule amendments establish new requirements regarding a covered clearing… Full report at: Read…
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The Securities and Exchange Commission today proposed tailored disclosure requirements and offering processes for offerings of registered index-linked annuities (RILAs). The amendments would highlight key…
Prager Metis CPAs, LLC, and Prager Metis CPAs LLP Read the full report at Read More
The Securities and Exchange Commission today announced charges against accounting firm Prager Metis CPAs, LLC and its California professional services firm, Prager Metis CPAs LLP,…
The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser D. E. Shaw & Co., L.P. for raising impediments to…
Summary Readout of Deputy Secretary Don Graves’ Travel to Tokyo [email protected] Fri, 09/29/2023 – 10:34 Cybersecurity Export and investment promotion Infrastructure Trade enforcement FOR IMMEDIATE…
The Securities and Exchange Commission today announced charges against credit rating agencies DBRS Inc. and Kroll Bond Rating Agency, LLC (KBRA) for longstanding failures to…
The Securities and Exchange Commission today charged Denver-based Spruce Power Holding Corporation, the successor to XL Fleet Corp., for misleading investors about revenue projections that…
Chicago, Illinois – The Law Offices of Steven J. Malman & Associates secured a $5.5 million verdict, the largest nursing home verdict in Illinois history,…
Chicago, Illinois – The Law Offices of Steven J. Malman & Associates secured a $5.5 million verdict, the largest nursing home verdict in Illinois history,…
Anne Pramaggiore Read the full report at Read More