Securities Law
The Securities and Exchange Commission today announced that Tenaris, a Luxembourg-based global manufacturer and supplier of steel pipe products, will pay more than $78 million to resolve charges that it violated the Foreign Corrupt Practices Act (FCPA)… Full report at: Read More
Continue readingSEC Charges Former Executive of Network Infrastructure Company with Accounting Fraud Read the full report at Read More
Continue readingThe Securities and Exchange Commission today charged the town of Sterlington, Louisiana and its former mayor, Vern A. Breland, as well as the town’s unregistered municipal advisor, Twin Spires Financial LLC, and its owner, Aaron B. Fletcher, with… Full report at: Read More
Continue readingSEC Obtains Final Judgment Against Tech Employee Charged with Insider Trading Read the full report at Read More
Continue readingSEC Charges New York Grocery Supermarket Chain and CEO for Financial Fraud Read the full report at Read More
Continue readingSEC Obtains Final Judgments Against IIIinois Company and Its President for Affinity Fraud Targeting Christian Investors Read the full report at Read More
Continue readingThe Securities and Exchange Commission today announced eight new members to fill all vacancies on its Investor Advisory Committee. The new members join 15 current committee members. The committee, established under the Dodd-Frank Wall Street Reform… Full report at: Read More
Continue readingThe Securities and Exchange Commission’s Office of Investor Education and Advocacy today unveiled a game show-themed public service campaign to help investors make informed investment decisions and avoid fraud. Recognizing that sometimes… Full report at: Read More
Continue readingThe Securities and Exchange Commission today charged New York-based SCWorx Corp. and its former Chief Executive Officer and Chairman of the Board, Marc S. Schessel, with making false and misleading statements about SCWorx’s plans to distribute COVID-19… Full report at: Read More
Continue readingSEC Charges Former North Carolina Investment Adviser and Public Company CEO with Fraudulent Self-Dealing Read the full report at Read More
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