SEC Obtains Final Judgment Against Former Credit Rating Agency Charged with Disclosure and Internal Controls Failures Relating to Undisclosed Model Adjustments Read the full report at Read More

SEC Sues New York Based Firm and Its Managing Member for Acting as Unregistered Securities Dealers Read the full report at Read More

The Securities and Exchange Commission today charged Bridgewater, NJ-based Synchronoss Technologies, Inc. and seven senior employees, including the former CFO, in connection with their roles related to long-running accounting improprieties that ran from… Full report at: Read More

The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June 9 at 10 a.m. ET. The meeting will be webcast on the SEC website. The committee will host two panels, the first involving a… Full report at: Read More

The Securities and Exchange Commission today announced that it adopted amendments to require certain forms that currently are permitted to be filed or submitted in paper format to be filed or submitted electronically. The amendments also amend certain… Full report at: Read More

SEC Obtains Final Judgments Against Crowdfunding Issuer and Its CEO Read the full report at Read More

SEC Charges Former CCO of Investment Adviser Who Misappropriated Funds Read the full report at Read More

The Securities and Exchange Commission today announced that Tenaris, a Luxembourg-based global manufacturer and supplier of steel pipe products, will pay more than $78 million to resolve charges that it violated the Foreign Corrupt Practices Act (FCPA)… Full report at: Read More

SEC Charges Former Executive of Network Infrastructure Company with Accounting Fraud Read the full report at Read More

The Securities and Exchange Commission today charged the town of Sterlington, Louisiana and its former mayor, Vern A. Breland, as well as the town’s unregistered municipal advisor, Twin Spires Financial LLC, and its owner, Aaron B. Fletcher, with… Full report at: Read More