The Securities and Exchange Commission today released for public comment a draft strategic plan for fiscal years 2022 to 2026. “We can’t take our leadership in capital markets for granted,” said SEC Chair Gary Gensler. “Technology and business models… Full report at: Read More

SEC Charges Denver Real Estate Developer with Securities Fraud Read the full report at Read More

SEC Obtains Final Judgment Against Former Broker Found Liable for Defrauding Federal Employees Read the full report at Read More

Defendant Promised Hefty Returns While Spending Investors’ Money On Luxury Goods Read the full report at Read More

SEC Obtains Final Judgment Against Defendant for Role in $45 Million Fraudulent Scheme Read the full report at Read More

SEC Settles Charges with Quant Who Perpetrated Front-Running Scheme Read the full report at Read More

SEC Obtains Final Judgment Against Remaining Ckb Defendants Ordering Payments of More Than $220 Million in International Pyramid Scheme Read the full report at Read More

The Securities and Exchange Commission today charged Global Business Development and Consulting Corp. (Global) and its owner, Anthony J. Mastroianni, Jr., in connection with a $1.2 million fraudulent promissory note scheme targeting older Americans.… Full report at: Read More

SEC Charges Former Eagle Bancorp CEO with Failing to Disclose Related Party Loans Read the full report at Read More

The Securities and Exchange Commission today charged Eagle Bancorp, Inc., based in Bethesda, Maryland, and its former Chief Executive Officer and Chairman of the Board, Ronald D. Paul, with negligently making false and misleading statements about related… Full report at: Read More