The Securities and Exchange Commission today charged two North Carolina-based executives, Gregory E. Lindberg and Christopher Herwig, and their Malta-based registered investment adviser, Standard Advisory Services Limited, for defrauding clients out of… Full report at: Read More

SEC Charges Hedge Fund Portfolio Manager with Fraud Read the full report at Read More

SEC Adds Defendants and Claims in Microcap Fraud Case Read the full report at Read More

Gatekeepers Ordered to Pay Nearly $1 Million in Monetary Remedies for Microcap Shell Factory Fraud Read the full report at Read More

The Securities and Exchange Commission announced that the fees that public companies and other issuers pay to register their securities with the Commission will increase from $92.70 per million dollars to $110.20 per million dollars, effective Oct. 1.… Full report at: Read More

SEC Obtains Court Order to Enforce Investigative Subpoenas for Production of Documents by Gp Capital Group, Inc. and Its President, Shannon W. IIIingworth Read the full report at Read More

The Securities and Exchange Commission today charged Granite Construction, Incorporated and its former Senior Vice President, Dale Swanberg, with fraud for inflating the financial performance of the major subdivision Swanberg managed. In 2021, Granite… Full report at: Read More

The Securities and Exchange Commission today adopted amendments to its rules to require registrants to disclose information reflecting the relationship between executive compensation actually paid by a registrant and the registrant’s financial… Full report at: Read More

SEC Charges Texas-Based Technology Company and Its CEO with Fraud for False Statements and Misappropriation of Investor Funds Read the full report at Read More

SEC Charges Promoter of California Cannabis Company with Fraud Read the full report at Read More