SEC Granted Summary Judgment Against New Hampshire Issuer of Crypto Asset Securities for Registration Violations Read the full report at Read More

The Securities and Exchange Commission today announced that Chief of Staff Prashant Yerramalli will leave the agency, effective Dec. 31, 2022. Amanda Fischer, currently Senior Counselor to Chair Gary Gensler, will be appointed Chief of Staff, effective… Full report at: Read More

The Securities and Exchange Commission today named Keith E. Cassidy and Natasha Vij Greiner as Deputy Directors of the Division of Examinations. “Our examinations function plays an essential role as the eyes and ears on the ground for the Commission,”… Full report at: Read More

Trade Coin Club Raised Money from More Than 100,000 Investors Worldwide Read the full report at Read More

SEC Obtains Fraud Injunction and Penny Stock Bar Against Microcap Stock Promoter Read the full report at Read More

The Securities and Exchange Commission today announced charges against Douver Torres Braga, Joff Paradise, Keleionalani Akana Taylor, and Jonathan Tetreault for their roles in Trade Coin Club, a fraudulent crypto Ponzi scheme that raised more than 82,000… Full report at: Read More

Court Enters Final Judgments Against Investment Adviser and Its Principal for Defrauding Clients Through Their Selection of Higher-Cost Unit Investment Trusts Read the full report at Read More

SEC Charges Promoter for Role in Fictitious Crypto Trading Program Read the full report at Read More

The Securities and Exchange Commission today charged Jebara Igbara, the founder of Halal Capital LLC, in connection with a more than $8 million scheme that targeted investors from the New York metropolitan area’s Muslim community. According to the SEC’s… Full report at: Read More

The Securities and Exchange Commission today voted to propose amendments to better prepare open-end funds for stressed conditions and to mitigate dilution of shareholders’ interests. The rule and form amendments would enhance how funds manage their… Full report at: Read More