Court Enters Final Judgment Against Microcap Company and Orders Penalty for Fraudulent Press Releases Read the full report at Read More

SEC Charges CEO and His Venture Capital Firm in $6 Million Fraudulent Offering Read the full report at Read More

The Securities and Exchange Commission today charged venture capital firm Vika Ventures LLC and its CEO and co-founder, George Iakovou, with fraudulently offering and selling more than $6 million of securities to at least 46 individual investors in… Full report at: Read More

The Securities and Exchange Commission today reopened the comment period on proposed amendments intended to modernize and improve the disclosure required about an issuer’s repurchases of its equity securities, often referred to as buybacks. The… Full report at: Read More

SEC Obtains Judgment Against Market Manipulator Read the full report at Read More

SEC Charges Seven Parties in a Combination Pump-And-Dump and Securities Offering Scheme Read the full report at Read More

The Securities and Exchange Commission today announced that AT&T agreed to pay a $6.25 million penalty and three company executives agreed to pay $25,000 apiece stemming from charges brought in March 2021 related to the company’s selective disclosure… Full report at: Read More

The Securities and Exchange Commission today announced charges against global electrification and automation technology company, ABB Ltd, for violations of the Foreign Corrupt Practices Act (FCPA) arising out of a bribery scheme in South Africa. The… Full report at: Read More

SEC Seeks Order Requiring Witnesses to Comply with Subpoenas for Testimony and Documents Read the full report at Read More

SEC Charges Additional Parties in Fraudulent Office Space Investment Scheme Read the full report at Read More