The Securities and Exchange Commission announced today that Sarah ten Siethoff has been named Deputy Director of the Division of Investment Management. In addition to serving as Deputy Director, Ms. ten Siethoff will continue serving as the Associate… Full report at: Read More

SEC Charges Florida Media Company and CEO in Offering Fraud Read the full report at Read More

SEC Charges Former Biotech CEO with Fraud, Insider Trading; Research Firm CEO Also Charged in Scheme Read the full report at Read More

The Securities and Exchange Commission today charged Nader Pourhassan, the former CEO of CytoDyn Inc., with fraud and insider trading in connection with providing misleading information to shareholders about the progress of a clinical research treatment… Full report at: Read More

SEC Charges Undisclosed Control Person and His Alter-Ego Entity in Penny Stock Scheme Read the full report at Read More

The Securities and Exchange Commission today announced an award of more than $37 million to a whistleblower whose information led to a successful SEC enforcement action and a related action. The whistleblower was the initial source of the company’s… Full report at: Read More

The Securities and Exchange Commission today announced charges against Honeywell International Inc. for violations of the Foreign Corrupt Practices Act (FCPA) arising out of bribery schemes that took place in Brazil and Algeria. The company has agreed to… Full report at: Read More

SEC Charges Houston Resident with Operating a $4 Million Forex Offering Fraud Read the full report at Read More

The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation issued its 2022 Annual Report  to Congress and the Commission. The report details how entrepreneurs and investors are building companies together,… Full report at: Read More

Forcount Trader Systems’ Creator and Promoters Orchestrated $8.4 Million Fraud Read the full report at Read More