The Securities and Exchange Commission today reopened the comment period on proposed rules and amendments related to cybersecurity risk management and cybersecurity-related disclosure for registered investment advisers, registered investment companies,… Full report at: Read More

SEC Charges Recidivist with Stealing $5.2 Million from Investors Read the full report at Read More

The Securities and Exchange Commission today proposed requirements for broker-dealers, clearing agencies, major security-based swap participants, the Municipal Securities Rulemaking Board, national securities associations, national securities exchanges,… Full report at: Read More

The Securities and Exchange Commission today charged exiled Chinese businessman Miles Guo and his financial advisor William Je for their involvement in unregistered and fraudulent offerings that raised more than $850 million. According to the SEC’s… Full report at: Read More

Court Issues Amended Final Judgment Against Penny Stock “Mailman” and His Two Companies Read the full report at Read More

The Securities and Exchange Commission today charged DXC Technology Company, an IT services company in Ashburn, Virginia, with making misleading disclosures about its non-GAAP financial performance in multiple reporting periods from 2018 until early 2020… Full report at: Read More

SEC Charges California Fuel Business Operator with Defrauding Retail Investors and Misappropriating Funds Read the full report at Read More

SEC Obtains Judgment Against Individual in Multi-Million Dollar Securities Offering Fraud Read the full report at Read More

SEC Charges Water Treatment Company and Former Executive with Accounting Violations Read the full report at Read More

SEC Obtains Final Judgments Against Canadian Public Company and Its CEO in Fraudulent Microcap Scheme Read the full report at Read More