Securities Law

SEC Charges IT Services Provider DXC Technology Co. for Misleading Non-GAAP Disclosures

March 14, 2023

The Securities and Exchange Commission today charged DXC Technology Company, an IT services company in Ashburn, Virginia, with making misleading disclosures about its non-GAAP financial performance in multiple reporting periods from 2018 until early 2020… Full report at: Read More

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John David Gessin et al.

March 14, 2023

SEC Charges California Fuel Business Operator with Defrauding Retail Investors and Misappropriating Funds Read the full report at Read More

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Medsis International, Inc. et al.

March 13, 2023

SEC Obtains Judgment Against Individual in Multi-Million Dollar Securities Offering Fraud Read the full report at Read More

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Evoqua Water Technologies Corp. and Imran Parekh

March 13, 2023

SEC Charges Water Treatment Company and Former Executive with Accounting Violations Read the full report at Read More

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Moynes, et al.;

March 9, 2023

SEC Obtains Final Judgments Against Canadian Public Company and Its CEO in Fraudulent Microcap Scheme Read the full report at Read More

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SEC Charges Software Company Blackbaud Inc. for Misleading Disclosures About Ransomware Attack That Impacted Charitable Donors

March 9, 2023

The Securities and Exchange Commission today announced that Blackbaud Inc., a South Carolina-based public company that provides donor data management software to non-profit organizations, agreed to pay $3 million to settle charges for making misleading… Full report at: Read More

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Mahmoud Ali Abdelkader

March 9, 2023

SEC Settles Insider Trading Charges Against Spouse of Corporate Insider Read the full report at Read More

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Green United, LLC, Wright W. Thurston, and Kristoffer A. Krohn

March 9, 2023

SEC Sues Utah-Based Crypto Asset Company, Its Founder, and a Recidivist Salesperson for Fraud and Registration Violations Read the full report at Read More

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SEC Updates List of Firms Using Inaccurate Information to Solicit Investors

March 7, 2023

The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 96 soliciting entities, three impersonators of genuine firms, and… Full report at: Read More

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SEC Charges Rio Tinto plc with Bribery Controls Failures

March 6, 2023

The Securities and Exchange Commission today announced charges against global mining and metals company, Rio Tinto plc, for violations of the Foreign Corrupt Practices Act (FCPA) arising out of a bribery scheme involving a consultant in Guinea. The… Full report at: Read More

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