Securities Law

SEC Alleges Son and Father-in-Law Touted Faith to Target Church Members in $20 Million Offering Fraud

May 2, 2023

The Securities and Exchange Commission today charged Brett M. Bartlett, his father-in-law Scott A. Miller, and their companies for fraudulent securities offerings that raised at least $20.5 million, some of which Bartlett and Miller misused for personal… Full report at: Read More

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Carlos Eduardo Reyes Alvarez.

May 1, 2023

SEC Charges Florida Trader with Microcap Stock Manipulation Scheme and Obtains Final Judgment Read the full report at Read More

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Carlos Eduardo Reyes Alvarez.

May 1, 2023
Law Cards - Legal News Summaries

SEC Charges Florida Trader with Microcap Stock Manipulation Scheme and Obtains Final Judgment Read the full report at Read More

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Carlos Eduardo Reyes Alvarez.

May 1, 2023
Law Cards - Legal News Summaries

SEC Charges Florida Trader with Microcap Stock Manipulation Scheme and Obtains Final Judgment Read the full report at Read More

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Carlos Eduardo Reyes Alvarez.

May 1, 2023
Law Cards - Legal News Summaries

SEC Charges Florida Trader with Microcap Stock Manipulation Scheme and Obtains Final Judgment Read the full report at Read More

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Tyler L. Andrews

May 1, 2023
Law Cards - Legal News Summaries

SEC Charges Colorado Man with Fraudulently Selling Promissory Notes for Luxury Travel Business Read the full report at Read More

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Tyler L. Andrews

May 1, 2023
Law Cards - Legal News Summaries

SEC Charges Colorado Man with Fraudulently Selling Promissory Notes for Luxury Travel Business Read the full report at Read More

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Trends Investments Inc. et al.

April 29, 2023
Law Cards - Legal News Summaries

SEC Obtains Default Judgments Against Three Defendants in an Investment Fraud Scheme Involving Penny Stock Companies Read the full report at Read More

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SEC Reopens Comment Period for Proposed Rule Amendments to Modernize Beneficial Ownership Reporting

April 29, 2023

The Securities and Exchange Commission today reopened the comment period for its proposed amendments to modernize the rules governing beneficial ownership reporting, and the staff of the Commission’s Division of Economic and Risk Analysis released a… Full report at: Read More

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SAExploration Holdings, Inc., et al.

April 27, 2023

SEC Obtains Final Judgment from Former Executive for His Role in $100 Million Accounting Fraud Read the full report at Read More

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