The Securities and Exchange Commission today announced settled charges against a California-based manufacturer of “smart” windows, View Inc., for failing to disclose $28 million in projected warranty-related liabilities to address a particular defect in… Full report at: Read More

SEC Charges Stockbroker and Friend with Insider Trading Read the full report at Read More

SEC Charges Former Pharma Employee with Insider Trading Read the full report at Read More

SEC Charges Five Individuals in Penny Stock Fraud Scheme Read the full report at Read More

The Securities and Exchange Commission today charged Oregon residents Robert D. Christensen and Anthony M. Matic, as well as several companies they controlled, with conducting a multi-year Ponzi-like scheme and misleading investors who purchased more… Full report at: Read More

SEC Charges Former Dwac Board Member and Others for Insider Trading in Dwac Securities Read the full report at Read More

The Securities and Exchange Commission today announced insider trading charges against Jordan Meadow, a registered representative for a New York-based broker-dealer, and Steven Teixeira, the Chief Compliance Officer of an international payment processing… Full report at: Read More

The Securities and Exchange Commission today filed insider trading charges against Bruce Garelick, a former board member of Digital World Acquisition Corporation (DWAC), a special purpose acquisition company (SPAC); Michael Shvartsman and his firm Rocket… Full report at: Read More

SEC Charges Former Musclepharm Executives with Accounting and Disclosure Fraud Read the full report at Read More

SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer Read the full report at Read More