SEC Seeks Court Approval for Settlement That Includes Antifraud Injunctions, Officer and Director Bar, and Monetary Relief Read the full report at Read More

SEC Charges Former Broker-Dealer Representative in Connection with Fraudulent Scheme to Manipulate Stock Prices Read the full report at Read More

SEC Charges Celsius Network Limited and Founder Alex Mashinsky with Fraud and Unregistered Offer and Sale of Securities Read the full report at Read More

SEC Obtains Final Judgment Against Former Spac CFO for Orchestrating $5 Million Fraud Scheme Read the full report at Read More

The Securities and Exchange Commission today charged Celsius Network Limited (Celsius) and its founder and former CEO, Alex Mashinsky, for violating registration and anti-fraud provisions of the federal securities laws, including by failing to register… Full report at: Read More

SEC Charges Former Florida Brokerage Representative with Defrauding Senior and Disabled Customers Read the full report at Read More

SEC Seeks to Halt North Carolina-Based Ponzi Scheme Read the full report at Read More

SEC Charges Additional Frank Executive with Fraud in Connection with $175 Million Sale of Student Loan Assistance Company Read the full report at Read More

The Securities and Exchange Commission today announced settled charges against RSE Markets Inc. for operating as an unregistered exchange by maintaining and providing a marketplace and facilities that brought together purchasers and sellers of securities… Full report at: Read More

The Securities and Exchange Commission today announced an award of more than $9 million to a whistleblower whose significant and detailed information and assistance led to a successful SEC enforcement action. After repeatedly internally reporting the… Full report at: Read More