The Diamond Desk Corporation; Adam J. Lowe Read the full report at Read More

Stephen L. Bailey, Sapphire Exploration LLC, and Harris Exploration Inc. Read the full report at Read More

The Securities and Exchange Commission today charged Matthew Motil, host of the podcast, “The Cash Flow King,” for fraudulently raising approximately $11 million from more than 50 investors in a Ponzi scheme involving notes that were purportedly backed… Full report at: Read More

Michael Caridi Read the full report at Read More

The Securities and Exchange Commission today charged GTT Communications, Inc. with failing to disclose material information about unsupported adjustments the company made in several Commission filings, which increased GTT’s reported operating income by… Full report at: Read More

The Securities and Exchange Commission today charged registered investment adviser DWS Investment Management Americas Inc. (DIMA or DWS), a subsidiary of Deutsche Bank AG, in two separate enforcement actions, one addressing its failure to develop a… Full report at: Read More

Nathalia I. Burgos, Christian A. Cuesta, Steven A. Fernandez et. al. Read the full report at Read More

Empirex Capital LLC and Rafael Alberto Vargas Gonzalez, a/k/a Rafael Vargas Read the full report at Read More

J.H. Darbie & Co., Inc. Read the full report at Read More

The Securities and Exchange Commission today announced that American Infrastructure Funds LLC (AIM), a Foster City, California-based registered investment adviser to private funds, agreed to pay more than $1.6 million to settle charges resulting from its… Full report at: Read More