Securities Law

Robert Del Prete

September 27, 2023

Robert Del Prete Read the full report at Read More

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Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc. and SLIG High-Interest Liquid Savings Company

September 27, 2023

Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc. and SLIG High-Interest Liquid Savings Company Read the full report at Read More

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SEC Charges Three Southern California Siblings with Insider Trading

September 27, 2023

The Securities and Exchange Commission today filed charges against siblings Marco A. Perez (aka Marc), Pedro Perez, Jr. (aka Peter), and Olivia P. Durbin for insider trading before the April 2021 announcement of an offer by storage company United Rentals… Full report at: Read More

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Charles Tralka, Thomas Braegelmann, Matthew Sullivan, Jordan Goodman, Good Steward Capital Management, Inc., and Robert L. Barr

September 27, 2023

Charles Tralka, Thomas Braegelmann, Matthew Sullivan, Jordan Goodman, Good Steward Capital Management, Inc., and Robert L. Barr Read the full report at Read More

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Hyzon Motors Inc., Craig M. Knight, and Max C.B. Holthausen

September 27, 2023

Hyzon Motors Inc., Craig M. Knight, and Max C.B. Holthausen Read the full report at Read More

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SEC Charges Corporate Insiders for Failing to Timely Report Transactions and Holdings

September 27, 2023

The Securities and Exchange Commission today announced charges against six officers, directors, and major shareholders of public companies for failing to timely report information about their holdings and transactions in company stock. Five publicly… Full report at: Read More

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Intrusion Inc.

September 26, 2023

Intrusion Inc. Read the full report at Read More

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SEC Charges Hydrogen Vehicle Co. Hyzon Motors and Two Former Executives for Misleading Investors

September 26, 2023

The Securities and Exchange Commission today announced settled fraud charges against Hyzon Motors Inc., an upstate New York-based company that builds hydrogen fuel cell electric vehicles (FCEVs), for misleading investors about its business relationships… Full report at: Read More

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New Report from the Small Business Forum Includes Recommendations to Improve Capital Raising

September 26, 2023

The Securities and Exchange Commission today released a report to Congress summarizing policy recommendations made during the 42nd Annual Government-Business Forum on Small Business Capital Formation. The report provides a summary of the forum… Full report at: Read More

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SEC Charges Advisory Firm Bruderman Asset Management and its Principal for Failing to Disclose Misuse of Investment Funds

September 26, 2023

The Securities and Exchange Commission today announced that New York-based Bruderman Asset Management LLC (BAM) and its principal, Matthew J. Bruderman, agreed to settle charges related to their failure to disclose the misuse of proceeds raised from… Full report at: Read More

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