Lufkin Advisors, LLC; Chauncey Forbush Lufkin III Read the full report at Read More

The Securities and Exchange Commission today adopted amendments to the Investment Company Act “Names Rule,” which addresses fund names that are likely to mislead investors about a fund’s investments and risks. The amendments modernize and enhance the… Full report at: Read More

Tilila Walker Sumchai Read the full report at Read More

Faiz M. Chowdhury, DTI Holdings, Inc., and Quantum Age Corporation Read the full report at Read More

MFB 111 Investment, LLC and Monise François Bien Aimé Read the full report at Read More

The Securities and Exchange Commission today charged Richmond, California resident Tilila Walker Sumchai with raising approximately $11.8 million from more than 1,000 investors through a fraudulent securities offering targeting members of the Tongan… Full report at: Read More

The Securities and Exchange Commission today announced charges against Concord Management LLC of Tarrytown, New York, and its owner and principal, Michael Matlin, for operating as unregistered investment advisers to their only client—a wealthy former… Full report at: Read More

The Securities and Exchange Commission’s Investor Advisory Committee will hold a public, in-person, meeting on September 21 at 10 a.m. ET at the SEC Headquarters in Washington, D.C. The meeting will also be webcast on the SEC website. The committee… Full report at: Read More

Rapid Therapeutic Science Laboratories, Inc. and Donal R. Schmidt, Jr. Read the full report at Read More

Rondini, et al. Read the full report at Read More