The Securities and Exchange Commission today announced the appointment of Stephanie Allen as Director of Media Relations and Speechwriting, effective Oct. 1, 2023. Ms. Allen has served as Director of Speechwriting and Senior Adviser to the Chair since… Full report at: Read More

Luis A. Romero, aka Luis A. Romero-Navarette, aka Luis A. Romero-Navarrete Read the full report at Read More

Shannon Westhead, et al.; ABFP Income Fund Parallel, LLC, et al. Read the full report at Read More

The Securities and Exchange Commission today announced it will highlight the importance of investor education and protection during World Investor Week (WIW) 2023, which takes place October 2-8. Arising technologies and new digital tools are making it… Full report at: Read More

Nano-x Imaging Ltd. and Ran Poliakine Read the full report at Read More

Steven J. Jacobson; Advisor Resource Council Read the full report at Read More

The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced that registration is open for a virtual Compliance Outreach Program for municipal market… Full report at: Read More

John Feloni and Stock Squirrel, Inc. Read the full report at Read More

The Securities and Exchange Commission today proposed tailored disclosure requirements and offering processes for offerings of registered index-linked annuities (RILAs). The amendments would highlight key information about RILAs, allow insurance… Full report at: Read More

Prager Metis CPAs, LLC, and Prager Metis CPAs LLP Read the full report at Read More