Securities Law

Thor Technologies, Inc. and David Chin

October 19, 2023

Thor Technologies, Inc. and David Chin Read the full report at Read More

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Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming

October 18, 2023

Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming Read the full report at Read More

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SEC Proposes Rule to Address Volume-Based Exchange Transaction Pricing for NMS Stocks

October 18, 2023

The Securities and Exchange Commission today proposed a new rule that would prohibit national securities exchanges from offering volume-based transaction pricing in connection with the execution of agency or riskless principal (“agency-related”) orders… Full report at: Read More

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Brian Marc Rubin

October 17, 2023

Brian Marc Rubin Read the full report at Read More

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SEC Obtains Emergency Relief To Halt Nearly $130 Million Fraud Targeting Indian American Community

October 16, 2023

The Securities and Exchange Commission today announced that it obtained a temporary restraining order, asset freeze, and other emergency relief to halt an ongoing fraud targeting the Indian American community that has raised nearly $130 million since… Full report at: Read More

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SEC Division of Examinations Announces 2024 Priorities

October 16, 2023

The Securities and Exchange Commission’s Division of Examinations today released its 2024 examination priorities to inform investors and registrants of the key risks, examination topics, and priorities that the Division plans to focus on in the… Full report at: Read More

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Frederick L. Sharp et al.,

October 13, 2023

Frederick L. Sharp et al., Read the full report at Read More

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SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting

October 10, 2023

The Securities and Exchange Commission today adopted rule amendments governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934. The amendments update Regulation 13D-G to require market participants to… Full report at: Read More

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Elon R. Musk

October 5, 2023

Elon R. Musk Read the full report at Read More

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Matthew M. Motil, et al.

October 4, 2023

Matthew M. Motil, et al. Read the full report at Read More

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