Securities Law
Thor Technologies, Inc. and David Chin Read the full report at Read More
Continue readingHarmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming Read the full report at Read More
Continue readingThe Securities and Exchange Commission today proposed a new rule that would prohibit national securities exchanges from offering volume-based transaction pricing in connection with the execution of agency or riskless principal (“agency-related”) orders… Full report at: Read More
Continue readingThe Securities and Exchange Commission today announced that it obtained a temporary restraining order, asset freeze, and other emergency relief to halt an ongoing fraud targeting the Indian American community that has raised nearly $130 million since… Full report at: Read More
Continue readingThe Securities and Exchange Commission’s Division of Examinations today released its 2024 examination priorities to inform investors and registrants of the key risks, examination topics, and priorities that the Division plans to focus on in the… Full report at: Read More
Continue readingFrederick L. Sharp et al., Read the full report at Read More
Continue readingThe Securities and Exchange Commission today adopted rule amendments governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934. The amendments update Regulation 13D-G to require market participants to… Full report at: Read More
Continue readingMatthew M. Motil, et al. Read the full report at Read More
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