Securities Law
The Securities and Exchange Commission’s Division of Examinations today released its 2024 examination priorities to inform investors and registrants of the key risks, examination topics, and priorities that the Division plans to focus on in the… Full report at: Read More
Continue readingFrederick L. Sharp et al., Read the full report at Read More
Continue readingThe Securities and Exchange Commission today adopted rule amendments governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934. The amendments update Regulation 13D-G to require market participants to… Full report at: Read More
Continue readingMatthew M. Motil, et al. Read the full report at Read More
Continue readingThe Securities and Exchange Commission today announced the appointment of Stephanie Allen as Director of Media Relations and Speechwriting, effective Oct. 1, 2023. Ms. Allen has served as Director of Speechwriting and Senior Adviser to the Chair since… Full report at: Read More
Continue readingLuis A. Romero, aka Luis A. Romero-Navarette, aka Luis A. Romero-Navarrete Read the full report at Read More
Continue readingShannon Westhead, et al.; ABFP Income Fund Parallel, LLC, et al. Read the full report at Read More
Continue readingThe Securities and Exchange Commission today announced it will highlight the importance of investor education and protection during World Investor Week (WIW) 2023, which takes place October 2-8. Arising technologies and new digital tools are making it… Full report at: Read More
Continue readingNano-x Imaging Ltd. and Ran Poliakine Read the full report at Read More
Continue reading