The Securities and Exchange Commission has adopted new rules to improve the governance of all registered clearing agencies by reducing the likelihood that conflicts of interest may influence their boards of directors or equivalent governing bodies. “I… Full report at: Read More

Marguerite Cassandra Toroian and Bell Rock Capital, LLC Read the full report at Read More

Matthew Melton Read the full report at Read More

Jake Soberal and Irma Olguin, Jr. Read the full report at Read More

The Securities and Exchange Commission today announced settled charges against Charter Communications Inc. for violating internal accounting controls requirements when it engaged in stock buybacks not authorized by its board of directors. According to… Full report at: Read More

The Securities and Exchange Commission today announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over… Full report at: Read More

John A. Masanotti, Jr. and Middlesex Mortgage Group, LLC Read the full report at Read More

The Securities and Exchange Commission today announced charges against Jake Soberal and Irma Olguin, Jr., the former co-CEOs of Fresno, California-based private technology services startup Bitwise Industries Inc., for misleading investors about the… Full report at: Read More

Premium Point Investments LP et al. Read the full report at Read More

John Hughes Read the full report at Read More