Securities Law

SEC Division of Examinations Announces 2024 Priorities

October 16, 2023

The Securities and Exchange Commission’s Division of Examinations today released its 2024 examination priorities to inform investors and registrants of the key risks, examination topics, and priorities that the Division plans to focus on in the… Full report at: Read More

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Frederick L. Sharp et al.,

October 13, 2023

Frederick L. Sharp et al., Read the full report at Read More

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SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting

October 10, 2023

The Securities and Exchange Commission today adopted rule amendments governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934. The amendments update Regulation 13D-G to require market participants to… Full report at: Read More

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Elon R. Musk

October 5, 2023

Elon R. Musk Read the full report at Read More

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Matthew M. Motil, et al.

October 4, 2023

Matthew M. Motil, et al. Read the full report at Read More

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SEC Names Stephanie Allen as Director of Media Relations and Speechwriting

October 4, 2023

The Securities and Exchange Commission today announced the appointment of Stephanie Allen as Director of Media Relations and Speechwriting, effective Oct. 1, 2023. Ms. Allen has served as Director of Speechwriting and Senior Adviser to the Chair since… Full report at: Read More

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Luis A. Romero, aka Luis A. Romero-Navarette, aka Luis A. Romero-Navarrete

October 3, 2023

Luis A. Romero, aka Luis A. Romero-Navarette, aka Luis A. Romero-Navarrete Read the full report at Read More

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Shannon Westhead, et al.; ABFP Income Fund Parallel, LLC, et al.

October 2, 2023

Shannon Westhead, et al.; ABFP Income Fund Parallel, LLC, et al. Read the full report at Read More

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SEC Spotlights Due Diligence during World Investor Week 2023

October 2, 2023

The Securities and Exchange Commission today announced it will highlight the importance of investor education and protection during World Investor Week (WIW) 2023, which takes place October 2-8. Arising technologies and new digital tools are making it… Full report at: Read More

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Nano-x Imaging Ltd. and Ran Poliakine

September 29, 2023

Nano-x Imaging Ltd. and Ran Poliakine Read the full report at Read More

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