Joseph M. Dupont et al. Read the full report at Read More

The Securities and Exchange Commission today adopted Securities Act Rule 192 to implement Section 27B of the Securities Act of 1933, a provision added by Section 621 of the Dodd-Frank Act. The rule is intended to prevent the sale of asset-backed… Full report at: Read More

SAExploration Holdings, Inc., et al. Read the full report at Read More

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Wednesday, Nov. 29, which will include a discussion of the accredited investor definition and diversity and the… Full report at: Read More

Twin Spires Financial LLC, Aaron B. Fletcher, Town of Sterlington, Louisiana, and Vern A. Breland Read the full report at Read More

Michael V. Shustek and Vestin Mortgage LLC Read the full report at Read More

Payward, Inc. and Payward Ventures, Inc. Read the full report at Read More

The Securities and Exchange Commission today charged Nadim Ahmed, a New York-based businessman and his companies, NuRide Transportation Group, LLC and NYC Green Transportation Group, LLC, with making fraudulent misrepresentations in securities offerings… Full report at: Read More

The Securities and Exchange Commission today charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s crypto trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According… Full report at: Read More

Alan Z. Appelbaum Read the full report at Read More