Securities Law
Jonathan Larmore, et al. Read the full report at Read More
Continue readingThe Securities and Exchange today announced that Dean C. Metry has been named the agency’s Chief Administrative Law Judge. Judge Metry will lead the SEC’s impartial Office of Administrative Law Judges that conducts hearings and issues initial… Full report at: Read More
Continue readingThe Securities and Exchange Commission today announced that BarnBridge DAO, a purportedly decentralized autonomous organization, and its two founders, Tyler Ward and Troy Murray, will pay more than $1.7 million to settle charges that they failed to… Full report at: Read More
Continue readingThe Securities and Exchange Commission today announced awards of more than $28 million combined to seven individuals whose information and assistance led to a successful SEC enforcement action. The seven whistleblowers were composed of a single claimant… Full report at: Read More
Continue readingThe Securities and Exchange Commission today charged Laura Tyler Perryman, the former CEO and co-founder of Florida-based medical device startup Stimwave Technologies Inc., with defrauding investors out of approximately $41 million by making false and… Full report at: Read More
Continue readingThe Securities and Exchange Commission today announced that it obtained a temporary asset freeze, restraining order, and other emergency relief against Mmobuosi Odogwu Banye a/k/a Dozy Mmobuosi and three affiliated U.S. based entities of which he is the… Full report at: Read More
Continue readingAgridime LLC, Joshua Link, and Jed Wood Read the full report at Read More
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